Securities Industry & Financial Markets Association
Trade Association · Registrant & Client
Securities Industry & Financial Markets Association's Federal Lobbying Record
Securities Industry & Financial Markets Association's $8.8M in disclosed federal lobbying puts it in the mid-tier of registered filers. Spending in the seven-figure range is common for established trade groups, mid-size corporations, and advocacy organizations that maintain a steady but not aggressive presence on Capitol Hill.
Across the 5-year window from 2020 to 2024, Securities Industry & Financial Markets Association's annual disclosed lobbying spend has held roughly steady — $1.7M at the start versus $1.7M at the most recent year-end. Year-to-year wobbles inside that range usually reflect timing of legislative cycles rather than a strategic shift.
Securities Industry & Financial Markets Association's disclosed lobbying focuses on a narrow 4-issue footprint. A focused issue list usually means the organization concentrates its federal engagement on a small set of bills or rulemakings directly relevant to its core business.
1 of 6 lobbyists reported by Securities Industry & Financial Markets Association (17%) disclose prior federal government service — a small minority of the named bench.
Among the named bench, lobbyists with disclosed prior federal service include Daniel P. Anderson (Former Professional Staff Member, Senate Armed Services Committee). The covered-position field on LDA cover sheets captures executive-branch and senior congressional roles held within the prior two years.
Within the Trade Association sector, Securities Industry & Financial Markets Association ranks #25 of 114 tracked organizations by disclosed lobbying spend. The sector leader is US Chamber of Commerce at $387.8M; the sector average is $9.5M. Securities Industry & Financial Markets Association's $8.8M sits 8% below the sector average.
Securities Industry & Financial Markets Association's LobbySpend Influence Score of 48/100 (grade C) is the most common grade in the index — it covers organizations with established but moderate federal advocacy programs. The score combines disclosed total spend (40%), issue breadth (30%), and revolving-door connections (30%). A C-grade is typical of mid-size corporations and trade associations with steady quarterly filings on a focused issue set.
Every figure above is sourced from Senate lobbying disclosure filings submitted under the Lobbying Disclosure Act of 1995. Per-issue dollar splits and covered-position flags are filer-reported and may be amended after initial submission.
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Annual Lobbying Spend
Policy Issues
Government Entities Contacted
Recent Filings
| Period | Registrant | Issues | Lobbyists | Amount |
|---|---|---|---|---|
| 2024 Oct-Dec | Securities Industry & Financial Markets Association | GOVFINBAN+1 | 1 | $417K |
| 2024 Jul-Sep | Securities Industry & Financial Markets Association | GOVBANTAX | 4 | $450K |
| 2024 Apr-Jun | Securities Industry & Financial Markets Association | GOVBAN | 4 | $443K |
| 2024 Jan-Mar | Securities Industry & Financial Markets Association | GOVFIN | 1 | $365K |
| 2023 Oct-Dec | Securities Industry & Financial Markets Association | BANGOVFIN | 2 | $534K |
| 2023 Jul-Sep | Securities Industry & Financial Markets Association | FINTAXGOV+1 | 1 | $448K |
| 2023 Apr-Jun | Securities Industry & Financial Markets Association | TAXFINBAN+1 | 1 | $500K |
| 2023 Jan-Mar | Securities Industry & Financial Markets Association | BANGOVTAX | 3 | $398K |
Securities Industry & Financial Markets Association Lobbying FAQ
Securities Industry & Financial Markets Association has spent $8.8M on federal lobbying across 4 policy areas. This includes spending on registered lobbyists and direct government contacts.
Securities Industry & Financial Markets Association lobbies on 4 policy issues, including Financial Institutions, Taxation, Banking, Government Issues. These disclosures are filed quarterly with the Senate Office of Public Records.
Securities Industry & Financial Markets Association has an Influence Score of 48/100 (Grade C). This proprietary score is based on total lobby spend (40%), policy issue breadth (30%), and revolving door connections (30%).
Securities Industry & Financial Markets Association employs 6 registered lobbyists, of whom 1 have revolving door connections, meaning they previously held government positions before becoming lobbyists.
Securities Industry & Financial Markets Association has contacted 6 government entities as part of their lobbying activities, including Dept of Energy, Dept of Commerce, Dept of Labor.
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Lobbying data is sourced from quarterly Lobbying Disclosure Act (LDA) filings with the Senate Office of Public Records. Influence Scores combine total spend (40%), issue breadth (30%), and revolving door connections (30%). Filings may be amended after initial submission.