Skip to main content
Federal Lobbying Data · Senate LDA Filings · Updated Quarterly
LobbySpend

Securities Industry & Financial Markets Association

Trade Association · Registrant & Client

Reviewed by LobbySpend Editorial Team · Updated
C
Influence Score
48/100
Moderate Influence
$8.8M
Total Lobby Spend
4
Policy Issues
6
Lobbyists
1
Revolving Door

Securities Industry & Financial Markets Association's Federal Lobbying Record

Securities Industry & Financial Markets Association's $8.8M in disclosed federal lobbying puts it in the mid-tier of registered filers. Spending in the seven-figure range is common for established trade groups, mid-size corporations, and advocacy organizations that maintain a steady but not aggressive presence on Capitol Hill.

Across the 5-year window from 2020 to 2024, Securities Industry & Financial Markets Association's annual disclosed lobbying spend has held roughly steady — $1.7M at the start versus $1.7M at the most recent year-end. Year-to-year wobbles inside that range usually reflect timing of legislative cycles rather than a strategic shift.

Securities Industry & Financial Markets Association's disclosed lobbying focuses on a narrow 4-issue footprint. A focused issue list usually means the organization concentrates its federal engagement on a small set of bills or rulemakings directly relevant to its core business.

1 of 6 lobbyists reported by Securities Industry & Financial Markets Association (17%) disclose prior federal government service — a small minority of the named bench.

Among the named bench, lobbyists with disclosed prior federal service include Daniel P. Anderson (Former Professional Staff Member, Senate Armed Services Committee). The covered-position field on LDA cover sheets captures executive-branch and senior congressional roles held within the prior two years.

Within the Trade Association sector, Securities Industry & Financial Markets Association ranks #25 of 114 tracked organizations by disclosed lobbying spend. The sector leader is US Chamber of Commerce at $387.8M; the sector average is $9.5M. Securities Industry & Financial Markets Association's $8.8M sits 8% below the sector average.

Securities Industry & Financial Markets Association's LobbySpend Influence Score of 48/100 (grade C) is the most common grade in the index — it covers organizations with established but moderate federal advocacy programs. The score combines disclosed total spend (40%), issue breadth (30%), and revolving-door connections (30%). A C-grade is typical of mid-size corporations and trade associations with steady quarterly filings on a focused issue set.

Every figure above is sourced from Senate lobbying disclosure filings submitted under the Lobbying Disclosure Act of 1995. Per-issue dollar splits and covered-position flags are filer-reported and may be amended after initial submission.

Track Securities Industry & Financial Markets Association's lobbying filings

Subscribe for LobbySpend updates by email. No spam, unsubscribe anytime.

Annual Lobbying Spend

Policy Issues

Government Entities Contacted

Dept of Energy
Dept of Commerce
Dept of Labor
Dept of Justice
Securities & Exchange Commission
National Science Foundation

Recent Filings

PeriodRegistrantIssuesLobbyistsAmount
2024 Oct-DecSecurities Industry & Financial Markets Association
GOVFINBAN+1
1$417K
2024 Jul-SepSecurities Industry & Financial Markets Association
GOVBANTAX
4$450K
2024 Apr-JunSecurities Industry & Financial Markets Association
GOVBAN
4$443K
2024 Jan-MarSecurities Industry & Financial Markets Association
GOVFIN
1$365K
2023 Oct-DecSecurities Industry & Financial Markets Association
BANGOVFIN
2$534K
2023 Jul-SepSecurities Industry & Financial Markets Association
FINTAXGOV+1
1$448K
2023 Apr-JunSecurities Industry & Financial Markets Association
TAXFINBAN+1
1$500K
2023 Jan-MarSecurities Industry & Financial Markets Association
BANGOVTAX
3$398K

Securities Industry & Financial Markets Association Lobbying FAQ

Securities Industry & Financial Markets Association has spent $8.8M on federal lobbying across 4 policy areas. This includes spending on registered lobbyists and direct government contacts.

Securities Industry & Financial Markets Association lobbies on 4 policy issues, including Financial Institutions, Taxation, Banking, Government Issues. These disclosures are filed quarterly with the Senate Office of Public Records.

Securities Industry & Financial Markets Association has an Influence Score of 48/100 (Grade C). This proprietary score is based on total lobby spend (40%), policy issue breadth (30%), and revolving door connections (30%).

Securities Industry & Financial Markets Association employs 6 registered lobbyists, of whom 1 have revolving door connections, meaning they previously held government positions before becoming lobbyists.

Securities Industry & Financial Markets Association has contacted 6 government entities as part of their lobbying activities, including Dept of Energy, Dept of Commerce, Dept of Labor.

Sources: Senate Office of Public Records (LDA), OpenSecrets.org
Last updated:

Lobbying data is sourced from quarterly Lobbying Disclosure Act (LDA) filings with the Senate Office of Public Records. Influence Scores combine total spend (40%), issue breadth (30%), and revolving door connections (30%). Filings may be amended after initial submission.